Membership recruitment

• AR application admin
  • References
  • ID / Credit checks
  • Application workflow
    
• RI application admin
  • Induction tracking
  • References
  • ID
  • Credit checks
  • Application tracking / workflow
  • Service standards tracking

Membership regulation

• RI and AR regulation
• Product licensing
• Qualifications

New Business

• Electronic new business notification from members
• New business tracking
• Adviser and MI reporting
  

File checking

• Product specific / risk based automated sampling of cases
• Wizard-based file reviews
• Product licensing
• File check reporting, analysis and Management Information

Compliance

• Advertisements
• Complaints
• Breaches
• Regulator reporting

Commissions

• Calculates expectation
• Automated (EDI) receipt and matching
• Commission run and electronic settlement to members
• Reporting