Effective compliance management and reporting is fundamental to the existence of Financial Advisory businesses. Technology can be deployed to streamline business processes and to make the management of data easier, but the interpretation of rules and guidance from the FSA needs full time expertise. Many larger firms employ this resource in house but smaller and medium sized firms often need help to ensure that they remain the right side of the regulator.

The combination of relevant compliance systems (such as the compliance module within Client Care Desktop) and hands on compliance expertise is compelling, which is why Quay Software has teamed up with a number of compliance consultancies to help you run your business efficiently and with the confidence that you will always remain on the right side of the law.

For more information about the products and services offered by our partners please select the appropriate link or menu item.

threesixty threesixty services llp is a provider of support services to directly regulated IFA practices. ...